If a regulator proposes—
to publish a statement in respect of an authorised person (under section 205(1)), ...
to impose a penalty on an authorised person (under section 206(1)), or
to suspend a permission of an authorised person or impose a restriction in relation to the carrying on of a regulated activity by an authorised person (under section 206A),
it must give the authorised person a warning notice.
If the FCA proposes—
to publish a statement in respect of a person under section 205(2),
to impose a penalty on a person under section 206(1A), or
to impose a prohibition or restriction on a person under section 206B,
it must give the person a warning notice.
A warning notice about a proposal to publish a statement must set out the terms of the statement.
A warning notice about a proposal to impose a penalty, must state the amount of the penalty.
A warning notice about a proposal to suspend a permission or impose a prohibition or restriction must state the period for which the suspension , prohibition or restriction is to have effect.